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4//SEC Filing

Brown Campbell P 4

Accession 0000014693-22-000046

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 7:27 PM ET

Size

26.5 KB

Accession

0000014693-22-000046

Insider Transaction Report

Form 4
Period: 2022-06-01
BROWN FORMAN CORPBFA, BFB
Brown Campbell P
Director
Transactions
  • Tax Payment

    Class B Common

    2022-06-01$67.44/sh−122$8,228→ 570,213 total
  • Award

    Class B Common

    2022-06-01+330→ 570,335 total
Holdings

  • Class B Common

    (indirect: ESPP)
    0

  • Class B Common

    (indirect: By LLC)
    264,777

  • Class B Common

    (indirect: By LLC)
    88,166

  • Class B Common

    (indirect: By Trust)
    220,090

  • Class B Common

    (indirect: By LLC)
    60,543

  • Class B Common

    (indirect: By LLC)
    88,166

  • Class B Common

    (indirect: By Trust)
    30,285

  • Stock Appreciation Right

    Exercise: $53.24From: 2021-05-01Exp: 2028-04-30→ Class B Common (5,784 underlying)
    5,784

  • Stock Appreciation Right

    Exercise: $68.24From: 2023-05-01Exp: 2030-04-30→ Class B Common (9,021 underlying)
    9,021

  • Class B Common

    (indirect: By 401(k))
    0

  • Stock Appreciation Right

    Exercise: $53.88From: 2022-05-01Exp: 2029-04-30→ Class B Common (5,920 underlying)
    5,920

  • Class B Common

    (indirect: By LLC)
    916,987

  • Class B Common

    (indirect: By Children)
    45

  • Class B Common

    (indirect: By Children)
    45

  • Class B Common

    (indirect: By LLC)
    299,326

  • Class B Common

    (indirect: By Trust)
    35,625

  • Stock Appreciation Right

    Exercise: $35.60From: 2014-07-24Exp: 2024-04-30→ Class B Common (2,874 underlying)
    2,874

  • Stock Appreciation Right

    Exercise: $39.20From: 2020-05-01Exp: 2027-04-30→ Class B Common (9,320 underlying)
    9,320

  • Class B Common

    (indirect: By LLC)
    191,850

  • Stock Appreciation Right

    Exercise: $37.94From: 2019-05-01Exp: 2026-04-30→ Class B Common (7,366 underlying)
    7,366
Footnotes (13)
  • [F1]These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.
  • [F10]These stock appreciation rights were previously reported as covering 9,189 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
  • [F11]These stock appreciation rights were previously reported as covering 5,703 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
  • [F12]These stock appreciation rights were previously reported as covering 5,837 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
  • [F13]These stock appreciation rights were previously reported as covering 8,894 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
  • [F2]Total adjusted to reflect transfer of 12,883 shares previously held in the issuer's employee stock purchase plan and 22,997 shares previously held in the issuer's 401(k) plan.
  • [F3]To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 122 shares of Class B common stock.
  • [F4]The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation.
  • [F5]Total adjusted to reflect updated balance and subsequent transfer of 12,883 shares previously held in the issuer's employee stock purchase plan to direct holdings.
  • [F6]Total adjusted to reflect updated balance and subsequent transfer of 22,997 shares previously held in the issuer's 401(k) plan to direct holdings.
  • [F7]Holding was inadvertently omitted from previous form filed on June 3, 2021.
  • [F8]These stock appreciation rights were previously reported as covering 2,833 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
  • [F9]These stock appreciation rights were previously reported as covering 7,262 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001421727

Filing Metadata

Form type
4
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 7:27 PM ET
Size
26.5 KB
View on SEC.gov