4//SEC Filing
Hawley Kirsten M 4
Accession 0000014693-22-000049
CIK 0000014693other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 7:30 PM ET
Size
15.3 KB
Accession
0000014693-22-000049
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Hawley Kirsten M
SVP Chief Human Resource OFC
Transactions
- Tax Payment
Class A Common
2022-06-01$62.42/sh−636$39,699→ 9,526 total - Award
Class A Common
2022-06-01+2,019→ 10,162 total
Holdings
- 1,650.33(indirect: DRIP)
Class A Common
- 11,778
Stock Appreciation Right
Exercise: $53.88From: 2022-05-01Exp: 2029-04-30→ Class B Common (11,778 underlying) - 8,973
Stock Appreciation Right
Exercise: $68.24From: 2023-05-01Exp: 2030-04-30→ Class B Common (8,973 underlying) - 10,775
Stock Appreciation Right
Exercise: $53.24From: 2021-05-01Exp: 2028-04-30→ Class B Common (10,775 underlying) - 11,154
Stock Appreciation Right
Exercise: $70.24From: 2024-05-01Exp: 2031-04-30→ Class B Common (11,154 underlying) - 18,041
Stock Appreciation Right
Exercise: $37.94From: 2019-05-01Exp: 2026-04-30→ Class B Common (18,041 underlying)
Footnotes (9)
- [F1]These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.
- [F2]To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 636 shares of Class A common stock.
- [F3]The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.
- [F4]Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2022.
- [F5]These stock appreciation rights were previously reported as covering 17,788 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
- [F6]These stock appreciation rights were previously reported as covering 10,624 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
- [F7]These stock appreciation rights were previously reported as covering 11,613 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
- [F8]These stock appreciation rights were previously reported as covering 8,847 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
- [F9]These stock appreciation rights were previously reported as covering 10,997 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001631257
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 7:30 PM ET
- Size
- 15.3 KB