4//SEC Filing
de Chabert Ralph E 4
Accession 0000014693-22-000051
CIK 0000014693other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 7:32 PM ET
Size
20.5 KB
Accession
0000014693-22-000051
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
de Chabert Ralph E
SVP Chief Diversity Officer
Transactions
- Tax Payment
Class A Common
2022-06-01$62.42/sh−290$18,102→ 3,395 total - Award
Class A Common
2022-06-01+937→ 3,685 total
Holdings
- 7,009
Stock Appreciation Right
Exercise: $39.20From: 2020-05-01Exp: 2027-04-30→ Class B Common (7,009 underlying) - 1,492
Stock Appreciation Right
Exercise: $28.03From: 2016-05-01Exp: 2023-04-30→ Class B Common (1,492 underlying) - 1,725
Stock Appreciation Right
Exercise: $35.60From: 2017-05-01Exp: 2024-04-30→ Class B Common (1,725 underlying) - 7,254
Stock Appreciation Right
Exercise: $39.58From: 2018-05-01Exp: 2025-04-30→ Class B Common (7,254 underlying) - 8,309
Stock Appreciation Right
Exercise: $37.94From: 2019-05-01Exp: 2026-04-30→ Class B Common (8,309 underlying) - 4,349
Stock Appreciation Right
Exercise: $53.24From: 2021-05-01Exp: 2028-04-30→ Class B Common (4,349 underlying) - 5,468
Stock Appreciation Right
Exercise: $53.88From: 2022-05-01Exp: 2029-04-30→ Class B Common (5,468 underlying) - 7,498
Stock Appreciation Right
Exercise: $68.24From: 2023-05-01Exp: 2030-04-30→ Class B Common (7,498 underlying) - 5,032
Stock Appreciation Right
Exercise: $70.24From: 2024-05-01Exp: 2031-04-30→ Class B Common (5,032 underlying)
Footnotes (12)
- [F1]These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.
- [F10]These stock appreciation rights were previously reported as covering 5,391 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
- [F11]These stock appreciation rights were previously reported as covering 7,393 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
- [F12]These stock appreciation rights were previously reported as covering 4,961 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.
- [F2]To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 290 shares of Class A common stock.
- [F3]The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.
- [F4]These stock appreciation rights were previously reported as covering 1,471 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend.
- [F5]These stock appreciation rights were previously reported as covering 1,700 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
- [F6]These stock appreciation rights were previously reported as covering 7,152 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
- [F7]These stock appreciation rights were previously reported as covering 8,192 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
- [F8]These stock appreciation rights were previously reported as covering 6,910 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
- [F9]These stock appreciation rights were previously reported as covering 4,288 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001631269
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 7:32 PM ET
- Size
- 20.5 KB