4//SEC Filing
Brown Kelli 4
Accession 0000014693-22-000053
CIK 0000014693other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 7:35 PM ET
Size
11.6 KB
Accession
0000014693-22-000053
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Nelson Kelli
SVP, Chief Accounting Officer
Transactions
- Tax Payment
Class B Common
2022-06-01$67.44/sh−108$7,284→ 1,519 total - Award
Class B Common
2022-06-01+299→ 1,627 total
Holdings
- 8.185(indirect: DRIP)
Class B Common
- 665
Stock Appreciation Right
Exercise: $39.58From: 2018-05-01Exp: 2025-04-30→ Class B Common (665 underlying) - 2,055
Stock Appreciation Right
Exercise: $70.24From: 2024-05-01Exp: 2031-04-30→ Class B Common (2,055 underlying) - 853.4(indirect: ESPP)
Class B Common
Footnotes (7)
- [F1]These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.
- [F2]To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 108 shares of Class B common stock.
- [F3]The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation.
- [F4]Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2022.
- [F5]Number of shares acquired through the issuer's employee stock purchase program as of June 1, 2022.
- [F6]These stock appreciation rights were previously reported as covering 655 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
- [F7]These stock appreciation rights were previously reported as covering 2,026 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001749663
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 7:35 PM ET
- Size
- 11.6 KB