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BROWN FORMAN CORP·4

Jul 31, 5:03 PM ET

Hamel Matthew E 4

4 · BROWN FORMAN CORP · Filed Jul 31, 2023

Insider Transaction Report

Form 4
Period: 2023-07-27
BROWN FORMAN CORPBFA, BFB
Hamel Matthew E
EVP, Gen Counsel and Secretary
Transactions
  • Exercise/Conversion

    Class B Common

    2023-07-31$35.60/sh+8,538$303,953→ 29,879 total
  • Award

    Stock Appreciation Right

    2023-07-27+11,232→ 11,232 total
    Exercise: $69.87From: 2026-05-01Exp: 2033-04-30→ Class B Common (11,232 underlying)
  • Tax Payment

    Class B Common

    2023-07-31$70.82/sh−6,248$442,483→ 23,631 total
  • Exercise/Conversion

    Stock Appreciation Right

    2023-07-31−8,538→ 25,617 total
    Exercise: $35.60From: 2017-05-01Exp: 2024-04-30→ Class B Common (8,538 underlying)
Holdings

  • Class B Common

    (indirect: 2021 GRAT)
    22,912

  • Class B Common

    (indirect: GRAT)
    36,825

  • Class B Common

    (indirect: By 401(k))
    20,336.055

  • Class B Common

    (indirect: ESPP)
    4,876.385

  • Class B Common

    (indirect: By Trust)
    89,972

  • Class B Common

    (indirect: DRIP)
    17.288
Footnotes (4)
  • [F1]The closing price of BF-B on July 28, 2023, was used to calculate the withholding obligation.
  • [F2]Number of shares acquired through the issuer's dividend reinvestment plan as of July 31, 2023.
  • [F3]Number of shares acquired through the issuer's employee stock purchase program as of July 31, 2023.
  • [F4]Number of shares acquired through the issuer's 401(k) plan as of July 28, 2023.

Documents

1 file
  • 4
    wk-form4_1690837412.xmlPrimary

    FORM 4