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4//SEC Filing

Hamel Matthew E 4

Accession 0000014693-23-000126

CIK 0000014693other

View on SEC.gov Company Profile

Filed

Jul 30, 8:00 PM ET

Accepted

Jul 31, 5:03 PM ET

Size

14.9 KB

Accession

0000014693-23-000126

Insider Transaction Report

Form 4

Period: 2023-07-27

BROWN FORMAN CORPBFA, BFB

Hamel Matthew E

EVP, Gen Counsel and Secretary

Transactions

Exercise/Conversion
Class B Common
2023-07-31$35.60/sh+8,538$303,953→ 29,879 total
Award
Stock Appreciation Right
2023-07-27+11,232→ 11,232 total
Exercise: $69.87From: 2026-05-01Exp: 2033-04-30→ Class B Common (11,232 underlying)
Tax Payment
Class B Common
2023-07-31$70.82/sh−6,248$442,483→ 23,631 total
Exercise/Conversion
Stock Appreciation Right
2023-07-31−8,538→ 25,617 total
Exercise: $35.60From: 2017-05-01Exp: 2024-04-30→ Class B Common (8,538 underlying)

Holdings

Class B Common
(indirect: 2021 GRAT)
22,912
Class B Common
(indirect: GRAT)
36,825
Class B Common
(indirect: By 401(k))
20,336.055
Class B Common
(indirect: ESPP)
4,876.385
Class B Common
(indirect: By Trust)
89,972
Class B Common
(indirect: DRIP)
17.288

Footnotes (4)

[F1]The closing price of BF-B on July 28, 2023, was used to calculate the withholding obligation.
[F2]Number of shares acquired through the issuer's dividend reinvestment plan as of July 31, 2023.
[F3]Number of shares acquired through the issuer's employee stock purchase program as of July 31, 2023.
[F4]Number of shares acquired through the issuer's 401(k) plan as of July 28, 2023.

Documents

1 file

4
wk-form4_1690837412.xmlPrimary
FORM 4

Issuer

BROWN FORMAN CORP

CIK 0000014693

Entity typeother

Related Parties

1

filerCIK 0001418348

Filing Metadata

Form type: 4
Filed: Jul 30, 8:00 PM ET
Accepted: Jul 31, 5:03 PM ET
Size: 14.9 KB

View on SEC.gov