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4//SEC Filing

Hamel Matthew E 4

Accession 0000014693-23-000157

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 4:38 PM ET

Size

12.8 KB

Accession

0000014693-23-000157

Insider Transaction Report

Form 4
Period: 2023-10-31
BROWN FORMAN CORPBFA, BFB
Hamel Matthew E
EVP, Gen Counsel and Secretary
Transactions
  • Exercise/Conversion

    Class B Common

    2023-10-31$35.60/sh+8,538$303,978→ 32,169 total
  • Tax Payment

    Class B Common

    2023-10-31$55.23/sh−6,902$381,197→ 25,267 total
  • Exercise/Conversion

    Stock Appreciation Right

    2023-10-31−8,538→ 17,079 total
    Exercise: $35.60From: 2017-05-01Exp: 2024-04-30→ Class B Common (8,538 underlying)
Holdings

  • Class B Common

    (indirect: ESPP)
    5,040.671

  • Class B Common

    (indirect: DRIP)
    18.187

  • Class B Common

    (indirect: 2021 GRAT)
    22,912

  • Class B Common

    (indirect: GRAT)
    36,825

  • Class B Common

    (indirect: By Trust)
    89,972

  • Class B Common

    (indirect: By 401(k))
    20,409.488
Footnotes (4)
  • [F1]The closing price of BF-B on October 30, 2023, was used to calculate the withholding obligation.
  • [F2]Number of shares acquired through the issuer's employee stock purchase program as of October 31, 2023.
  • [F3]Number of shares acquired through the issuer's 401(k) plan as of October 30, 2023.
  • [F4]Number of shares acquired through the issuer's dividend reinvestment plan as of October 31, 2023.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001418348

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 4:38 PM ET
Size
12.8 KB
View on SEC.gov