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BROWN FORMAN CORP·4

Nov 2, 4:38 PM ET

Hamel Matthew E 4

4 · BROWN FORMAN CORP · Filed Nov 2, 2023

Insider Transaction Report

Form 4
Period: 2023-10-31
BROWN FORMAN CORPBFA, BFB
Hamel Matthew E
EVP, Gen Counsel and Secretary
Transactions
  • Exercise/Conversion

    Class B Common

    2023-10-31$35.60/sh+8,538$303,978→ 32,169 total
  • Tax Payment

    Class B Common

    2023-10-31$55.23/sh−6,902$381,197→ 25,267 total
  • Exercise/Conversion

    Stock Appreciation Right

    2023-10-31−8,538→ 17,079 total
    Exercise: $35.60From: 2017-05-01Exp: 2024-04-30→ Class B Common (8,538 underlying)
Holdings

  • Class B Common

    (indirect: ESPP)
    5,040.671

  • Class B Common

    (indirect: DRIP)
    18.187

  • Class B Common

    (indirect: 2021 GRAT)
    22,912

  • Class B Common

    (indirect: GRAT)
    36,825

  • Class B Common

    (indirect: By Trust)
    89,972

  • Class B Common

    (indirect: By 401(k))
    20,409.488
Footnotes (4)
  • [F1]The closing price of BF-B on October 30, 2023, was used to calculate the withholding obligation.
  • [F2]Number of shares acquired through the issuer's employee stock purchase program as of October 31, 2023.
  • [F3]Number of shares acquired through the issuer's 401(k) plan as of October 30, 2023.
  • [F4]Number of shares acquired through the issuer's dividend reinvestment plan as of October 31, 2023.

Documents

1 file
  • 4
    wk-form4_1698957497.xmlPrimary

    FORM 4