BROWN FORMAN CORP·4

Feb 1, 5:57 PM ET

Hamel Matthew E 4

4 · BROWN FORMAN CORP · Filed Feb 1, 2024

Insider Transaction Report

Form 4
Period: 2024-01-31
Hamel Matthew E
EVP, Gen Counsel and Secretary
Transactions
  • Exercise/Conversion

    Class B Common

    2024-01-31$35.60/sh+8,538$303,97833,805 total
  • Exercise/Conversion

    Stock Appreciation Right

    2024-01-318,5388,541 total
    Exercise: $35.60From: 2017-05-01Exp: 2024-04-30Class B Common (8,538 underlying)
  • Tax Payment

    Class B Common

    2024-01-31$56.11/sh6,493$364,32236,555 total
Holdings
  • Class A Common

    (indirect: GRAT)
    18,052
  • Class B Common

    (indirect: GRAT)
    30,728
  • Class A Common

    11,624
  • Class A Common

    (indirect: DRIP)
    85.86
  • Class B Common

    (indirect: By 401(k))
    20,487.865
  • Class B Common

    (indirect: By Trust)
    89,972
  • Class B Common

    (indirect: ESPP)
    5,162.987
  • Class B Common

    (indirect: DRIP)
    19.152
  • Class B Common

    (indirect: 2021 GRAT)
    19,766
  • Class A Common

    (indirect: 2021 GRAT)
    5,527
Footnotes (10)
  • [F1]The closing price of BF-B on January 30, 2024, was used to calculate the withholding obligation.
  • [F10]Total updated to reflect transfer of 3,944 Class A shares from GRAT to individual holdings.
  • [F2]Total updated to reflect transfer of 3,146 Class B shares from 2021 GRAT to individual holdings and transfer of 6,097 Class B shares from GRAT to individual holdings.
  • [F3]Total updated to reflect transfer of 3,146 Class B shares from 2021 GRAT to individual holdings.
  • [F4]Total updated to reflect transfer of 6,097 Class B shares from GRAT to individual holdings.
  • [F5]Number of shares acquired through the issuer's employee stock purchase program as of January 31, 2024.
  • [F6]Number of shares acquired through the issuer's 401(k) plan as of January 31, 2024.
  • [F7]Number of shares acquired through the issuer's dividend reinvestment plan as of January 31, 2024.
  • [F8]Total updated to reflect transfer of 756 Class A shares from 2021 GRAT to individual holdings and 3,944 Class A shares from GRAT to individual holdings.
  • [F9]Total updated to reflect transfer of 756 Class A shares from 2021 GRAT to individual holdings.

Documents

1 file
  • 4
    wk-form4_1706828236.xmlPrimary

    FORM 4