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4//SEC Filing

Hamel Matthew E 4

Accession 0000014693-24-000009

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 5:57 PM ET

Size

16.8 KB

Accession

0000014693-24-000009

Insider Transaction Report

Form 4
Period: 2024-01-31
BROWN FORMAN CORPBFA, BFB
Hamel Matthew E
EVP, Gen Counsel and Secretary
Transactions
  • Exercise/Conversion

    Class B Common

    2024-01-31$35.60/sh+8,538$303,978→ 33,805 total
  • Exercise/Conversion

    Stock Appreciation Right

    2024-01-31−8,538→ 8,541 total
    Exercise: $35.60From: 2017-05-01Exp: 2024-04-30→ Class B Common (8,538 underlying)
  • Tax Payment

    Class B Common

    2024-01-31$56.11/sh−6,493$364,322→ 36,555 total
Holdings

  • Class A Common

    (indirect: GRAT)
    18,052

  • Class B Common

    (indirect: GRAT)
    30,728

  • Class A Common

    11,624

  • Class A Common

    (indirect: DRIP)
    85.86

  • Class B Common

    (indirect: By 401(k))
    20,487.865

  • Class B Common

    (indirect: By Trust)
    89,972

  • Class B Common

    (indirect: ESPP)
    5,162.987

  • Class B Common

    (indirect: DRIP)
    19.152

  • Class B Common

    (indirect: 2021 GRAT)
    19,766

  • Class A Common

    (indirect: 2021 GRAT)
    5,527
Footnotes (10)
  • [F1]The closing price of BF-B on January 30, 2024, was used to calculate the withholding obligation.
  • [F10]Total updated to reflect transfer of 3,944 Class A shares from GRAT to individual holdings.
  • [F2]Total updated to reflect transfer of 3,146 Class B shares from 2021 GRAT to individual holdings and transfer of 6,097 Class B shares from GRAT to individual holdings.
  • [F3]Total updated to reflect transfer of 3,146 Class B shares from 2021 GRAT to individual holdings.
  • [F4]Total updated to reflect transfer of 6,097 Class B shares from GRAT to individual holdings.
  • [F5]Number of shares acquired through the issuer's employee stock purchase program as of January 31, 2024.
  • [F6]Number of shares acquired through the issuer's 401(k) plan as of January 31, 2024.
  • [F7]Number of shares acquired through the issuer's dividend reinvestment plan as of January 31, 2024.
  • [F8]Total updated to reflect transfer of 756 Class A shares from 2021 GRAT to individual holdings and 3,944 Class A shares from GRAT to individual holdings.
  • [F9]Total updated to reflect transfer of 756 Class A shares from 2021 GRAT to individual holdings.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001418348

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 5:57 PM ET
Size
16.8 KB
View on SEC.gov