Home/Filings/4/0000016918-21-000175
4//SEC Filing

LOCKE JAMES A III 4

Accession 0000016918-21-000175

CIK 0000016918other

Filed

Jul 12, 8:00 PM ET

Accepted

Jul 13, 7:08 PM ET

Size

20.3 KB

Accession

0000016918-21-000175

Insider Transaction Report

Form 4
Period: 2021-07-10
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2021-07-10+567567 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-07-105670 total
    From: 2021-07-10Class A Common Stock (567 underlying)
Holdings
  • Non-Qualified Stock Option (right to buy)

    (indirect: By Trust)
    Exercise: $197.88From: 2020-01-16Exp: 2029-07-16Class 1 (convertible) Common Stock (1,289 underlying)
    1,289
  • Non-Qualified Stock Option (right to buy)

    (indirect: By Trust)
    Exercise: $50.90From: 2014-01-24Exp: 2023-07-24Class 1 (convertible) Common Stock (2,750 underlying)
    2,750
  • Non-Qualified Stock Option (right to buy)

    (indirect: By Trust)
    Exercise: $87.13From: 2015-01-23Exp: 2024-07-23Class 1 (convertible) Common Stock (1,606 underlying)
    1,606
  • Non-Qualified Stock Option (right to buy)

    (indirect: By Trust)
    Exercise: $119.37From: 2016-01-22Exp: 2025-07-22Class 1 (convertible) Common Stock (1,172 underlying)
    1,172
  • Non-Qualified Stock Option (right to buy)

    (indirect: By Trust)
    Exercise: $166.34From: 2017-01-20Exp: 2026-07-20Class 1 (convertible) Common Stock (1,267 underlying)
    1,267
  • Non-Qualified Stock Option (right to buy)

    (indirect: By Trust)
    Exercise: $197.18From: 2018-01-18Exp: 2027-07-18Class 1 (convertible) Common Stock (1,041 underlying)
    1,041
  • Class A Common Stock

    (indirect: By Trust)
    39,517
  • Non-Qualified Stock Option (right to buy)

    (indirect: By Trust)
    Exercise: $213.85From: 2019-01-17Exp: 2028-07-17Class 1 (convertible) Common Stock (1,015 underlying)
    1,015
  • Non-Qualified Stock Option (right to buy)

    (indirect: By Trust)
    Exercise: $180.77From: 2021-01-21Exp: 2030-07-21Class 1 (convertible) Common Stock (1,391 underlying)
    1,391
Footnotes (4)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
  • [F2]Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary.
  • [F3]The restricted stock units disposed of in the reported transaction vested on the date specified. Vested shares are delivered to the reporting person as of the vesting date.
  • [F4]Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On July 9, 2021, the reporting person transferred the Non-Qualified Stock Options to the James A Locke III Revocable Trust.

Issuer

CONSTELLATION BRANDS, INC.

CIK 0000016918

Entity typeother

Related Parties

1
  • filerCIK 0001245565

Filing Metadata

Form type
4
Filed
Jul 12, 8:00 PM ET
Accepted
Jul 13, 7:08 PM ET
Size
20.3 KB