RES Master LLC 4

Accession 0000016918-21-000229

CIK 0000016918other

View on SEC.gov Company Profile

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 4:34 PM ET

Size

34.7 KB

Accession

0000016918-21-000229

Insider Transaction Report

Form 4

Period: 2021-11-30

CONSTELLATION BRANDS, INC.STZ

RES Master LLC

Other

Transactions

Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−167,370→ 0 total(indirect: By LLC)
Exercise: $47.79From: 2014-04-26Exp: 2023-04-26→ Class 1 (convertible) Common Stock (167,370 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−84,970→ 0 total(indirect: By LLC)
Exercise: $172.09From: 2018-04-21Exp: 2027-04-21→ Class 1 (convertible) Common Stock (84,970 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−105,200→ 0 total(indirect: By LLC)
Exercise: $79.61From: 2015-04-28Exp: 2024-04-28→ Class 1 (convertible) Common Stock (105,200 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−36,544→ 36,543 total(indirect: By LLC)
Exercise: $207.48From: 2020-04-23Exp: 2029-04-23→ Class 1 (convertible) Common Stock (36,544 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−79,141→ 0 total(indirect: By LLC)
Exercise: $156.84From: 2017-04-25Exp: 2026-04-25→ Class 1 (convertible) Common Stock (79,141 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−94,170→ 0 total(indirect: By LLC)
Exercise: $117.12From: 2016-04-28Exp: 2025-04-28→ Class 1 (convertible) Common Stock (94,170 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−27,857→ 83,568 total(indirect: By LLC)
Exercise: $153.02From: 2021-04-21Exp: 2030-04-21→ Class 1 (convertible) Common Stock (27,857 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−357,030→ 0 total(indirect: By LLC)
Exercise: $24.50From: 2013-04-03Exp: 2022-04-03→ Class 1 (convertible) Common Stock (357,030 underlying)
Exercise/Conversion
Class 1 (convertible) Common Stock
2021-11-30+952,282→ 952,282 total(indirect: By LLC)
→ Class A Common Stock (952,282 underlying)

Holdings

Class B (convertible) Common Stock
(indirect: By LLC)
→ Class A Common Stock (22,746,786 underlying)
22,746,786
Class A Common Stock
(indirect: By LLC)
149,876
Non-Qualified Stock Option (right to buy)
(indirect: By LLC)
Exercise: $228.26From: 2019-04-23Exp: 2028-04-23→ Class 1 (convertible) Common Stock (66,895 underlying)
66,895
Class A Common Stock
(indirect: By LLC)
5,483,842
Non-Qualified Stock Option (right to buy)
(indirect: By LLC)
Exercise: $238.31From: 2022-04-20Exp: 2031-04-20→ Class 1 (convertible) Common Stock (56,846 underlying)
56,846
Class B (convertible) Common Stock
(indirect: By LLC)
→ Class A Common Stock (37,350 underlying)
37,350

Richard Sands Master Trust

Other

Transactions

Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−36,544→ 36,543 total(indirect: By LLC)
Exercise: $207.48From: 2020-04-23Exp: 2029-04-23→ Class 1 (convertible) Common Stock (36,544 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−84,970→ 0 total(indirect: By LLC)
Exercise: $172.09From: 2018-04-21Exp: 2027-04-21→ Class 1 (convertible) Common Stock (84,970 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−357,030→ 0 total(indirect: By LLC)
Exercise: $24.50From: 2013-04-03Exp: 2022-04-03→ Class 1 (convertible) Common Stock (357,030 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−167,370→ 0 total(indirect: By LLC)
Exercise: $47.79From: 2014-04-26Exp: 2023-04-26→ Class 1 (convertible) Common Stock (167,370 underlying)
Exercise/Conversion
Class 1 (convertible) Common Stock
2021-11-30+952,282→ 952,282 total(indirect: By LLC)
→ Class A Common Stock (952,282 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−105,200→ 0 total(indirect: By LLC)
Exercise: $79.61From: 2015-04-28Exp: 2024-04-28→ Class 1 (convertible) Common Stock (105,200 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−94,170→ 0 total(indirect: By LLC)
Exercise: $117.12From: 2016-04-28Exp: 2025-04-28→ Class 1 (convertible) Common Stock (94,170 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−79,141→ 0 total(indirect: By LLC)
Exercise: $156.84From: 2017-04-25Exp: 2026-04-25→ Class 1 (convertible) Common Stock (79,141 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-30−27,857→ 83,568 total(indirect: By LLC)
Exercise: $153.02From: 2021-04-21Exp: 2030-04-21→ Class 1 (convertible) Common Stock (27,857 underlying)

Holdings

Non-Qualified Stock Option (right to buy)
(indirect: By LLC)
Exercise: $238.31From: 2022-04-20Exp: 2031-04-20→ Class 1 (convertible) Common Stock (56,846 underlying)
56,846
Class B (convertible) Common Stock
(indirect: By LLC)
→ Class A Common Stock (22,746,786 underlying)
22,746,786
Class A Common Stock
(indirect: By LLC)
5,483,842
Class A Common Stock
(indirect: By LLC)
149,876
Class B (convertible) Common Stock
(indirect: By LLC)
→ Class A Common Stock (37,350 underlying)
37,350
Non-Qualified Stock Option (right to buy)
(indirect: By LLC)
Exercise: $228.26From: 2019-04-23Exp: 2028-04-23→ Class 1 (convertible) Common Stock (66,895 underlying)
66,895

Footnotes (7)

[F1]The reported shares are also indirectly owned by RES Master LLC. Various Sands family limited partnerships directly own the reported shares of Class A Common Stock and Class B Common Stock. WildStar Partners LLC ("WildStar") holds a .045% co-general partner interest in those family limited partnerships. RRA&Z Holdings LLC ("RRAZ") is the sole member of WildStar, and RES Master LLC is a member of RRAZ. RES Master LLC is a sole member limited liability company of which the Richard Sands Master Trust is the sole owner.
[F2]RES Master LLC is the direct owner of these securities. RES Master LLC is a limited liability company that is wholly-owned by the Richard Sands Master Trust.
[F3]100% of this option has become exercisable.
[F4]This option becomes exercisable at the rate of 25% per year beginning on the date specified.
[F5]Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange.
[F6]The shares of Class 1 Common Stock were acquired at the following prices: 357,030 at $24.50; 167,370 at $47.79; 105,200 at $79.61; 94,170 at $117.12; 79,141 at $156.84; 84,970 at $172.09; 36,544 at $207.48; and 27,857 at $153.02.
[F7]Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.

Documents

1 file

4
wf-form4_163848084224351.xmlPrimary
FORM 4

Issuer

CONSTELLATION BRANDS, INC.

CIK 0000016918

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001860561

Filing Metadata

Form type: 4
Filed: Dec 1, 7:00 PM ET
Accepted: Dec 2, 4:34 PM ET
Size: 34.7 KB

View on SEC.gov