Thomas William R III 4
4 · CAPITAL SOUTHWEST CORP · Filed Aug 12, 2022
Insider Transaction Report
Form 4
Thomas William R III
Assistant Vice President10% Owner
Transactions
- Award
Common Stock
2022-08-10+2,421→ 10,638 total
Holdings
- 6,000(indirect: Held by the reporting person's son)
Common Stock
- 6,000(indirect: Held by reporting person's son)
Common Stock
- 571,939(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan.
- [F2]Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership.