Home/Filings/4/0000017313-22-000121
4//SEC Filing

Weinstein Joshua S. 4

Accession 0000017313-22-000121

CIK 0000017313other

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 4:11 PM ET

Size

7.1 KB

Accession

0000017313-22-000121

Insider Transaction Report

Form 4
Period: 2022-11-15
Weinstein Joshua S.
Senior Managing Director & CIO
Transactions
  • Tax Payment

    Common Stock

    2022-11-15$19.09/sh3,688$70,404174,015 total
Holdings
  • Common Stock

    (indirect: Held by the reporting person's son)
    500
  • Common Stock

    (indirect: Held by the reporting person's daughter)
    400
  • Common Stock

    (indirect: Held by reporting person's son)
    650
Footnotes (1)
  • [F1]Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Issuer

CAPITAL SOUTHWEST CORP

CIK 0000017313

Entity typeother

Related Parties

1
  • filerCIK 0001858765

Filing Metadata

Form type
4
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:11 PM ET
Size
7.1 KB