Thomas William R III 4
4 · CAPITAL SOUTHWEST CORP · Filed Jun 4, 2024
Insider Transaction Report
Form 4
Thomas William R III
Assistant Vice President10% Owner
Transactions
- Purchase
Common Stock
2024-06-03$25.87/sh+9,400$243,139→ 14,061 total - Gift
Common Stock
2024-06-03−8,217→ 4,661 total
Holdings
- 6,000(indirect: Held by reporting person's son)
Common Stock
- 6,000(indirect: Held by the reporting person's son)
Common Stock
- 571,939(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.8462 to $25.90, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership.