BATTIST CHRISTINE 4

What Happened

• Christine Battist, a director of Capital Southwest Corp (CSWC), acquired 600 shares on February 9, 2026 at $23.16 per share, a total purchase value of $13,895. The transaction is coded as a purchase (P), meaning shares were acquired rather than sold.

Key Details

• Transaction date and price: 2026-02-09; 600 shares at $23.16 each; total ≈ $13,895.
• Transaction type: Open market or private purchase (Code P).
• Shares owned after transaction: Not specified in the provided filing excerpt.
• Footnote: F1 — Shares are held by the Trust Agreement of Christine Sue Battist dated August 13, 2007 (beneficial ownership via trust).
• Filing timeliness: Report filed the same day as the transaction (Period of Report 2026-02-09), indicating a timely Form 4; no 10b5-1 plan or other trading arrangement is noted in the excerpt.

Context

• Director purchases are often watched by investors as a positive signal, but this is a relatively small, routine purchase (~$14k) and does not by itself indicate future performance or the director’s broader intentions. Because the shares are held via a trust (per the footnote), the reported beneficial ownership is through that trust structure.