Capital Southwest (CSWC) Director David R. Brooks Receives Award

What Happened
David R. Brooks, a director of Capital Southwest Corp. (CSWC), received an award of 1,989 shares on August 10, 2026. The shares were issued at $0.00 (an award/grant), so there was no cash purchase; the reported acquisition value is $0. The grant was made under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan.

Key Details

• Transaction date: 2026-08-10; Form 4 filed: 2026-08-11 (filed one day after the transaction, which is timely under Form 4 reporting rules).
• Transaction type/code: Award/Grant (A).
• Shares: 1,989 shares issued at $0.00 per share (acquisition value $0).
• Shares owned after transaction: Not specified on the Form 4.
• Footnote: Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan (per footnote F1).
• No sale or exercise reported in this filing.

Context
Restricted stock awards to non-employee directors are typically part of routine compensation and may be subject to vesting and other conditions; they represent issuance of shares rather than an open-market purchase. Such awards align director pay with shareholders but do not by themselves indicate a buy/sell signal.