Capital Southwest (CSWC) Director Thomas William R. III Receives Award

What Happened

• Thomas William R. III, a director of Capital Southwest Corp (CSWC), was granted 1,989 restricted shares on 2026-08-10. The shares were issued at $0.00 (an award/grant), total cash paid $0.00. This is a compensation award rather than an open-market purchase or sale.

Key Details

• Transaction date: 2026-08-10; Form 4 filed: 2026-08-12 (appears filed within the standard two-business-day window).
• Grant: 1,989 shares at $0.00 (Award/Grant code A).
• Plan: Shares issued under the Capital Southwest 2021 Non‑Employee Director Restricted Stock Award Plan (footnote F1).
• Shares owned after transaction: filing indicates Mr. Thomas is deemed beneficial owner of 571,939 shares held by the Partnership; adding the 1,989 award implies beneficial ownership of 573,928 shares (per footnote F2).
• Footnote F2: Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the general partner of Thomas Heritage Partners, Ltd., and thus is deemed the beneficial owner of the Partnership’s 571,939 shares.

Context

• This was a restricted stock award for a non-employee director (typical board compensation). Such awards usually vest over time or are subject to transfer restrictions and do not reflect an open-market buy or sell.
• Because this is a grant (not a purchase or sale), it should be viewed as compensation, not a direct market-expression of the insider’s view on the stock.