Capital Southwest (CSWC) Director Thomas William R III Buys 2,170 Shares

What Happened

• Thomas William R III, a director of Capital Southwest Corp (CSWC), acquired 2,170 shares in open-market purchases on October 1, 2026. The transaction’s weighted-average price was $23.04, for an aggregated purchase value of $50,005. This was a purchase (a potential bullish signal), not a sale.

Key Details

• Transaction date: 2026-10-01.
• Trade type/code: Open-market purchase (Code P).
• Price: Weighted average $23.04; trades ranged from $23.04 to $23.06 (see footnote).
• Total shares purchased: 2,170; total value: $50,005.
• Shares owned after transaction: Filing indicates Mr. Thomas is deemed beneficial owner of 571,939 shares held by Thomas Heritage Partners, Ltd.; adding the 2,170 purchase implies beneficial ownership of 574,109 shares per the filing.
• Footnotes: (1) Price is a weighted average of multiple trades ($23.04–$23.06). (2) Mr. Thomas is President/sole manager of the general partner of the Partnership and is deemed beneficial owner of the Partnership’s 571,939 shares under Rule 13d-3(d)(1)(i).
• Filing timeliness: Report filed the same day (2026-10-01); appears timely.

Context

• Insider purchases are often monitored by retail investors as a sign of confidence, but filings do not disclose the insider’s motive. This purchase is modest in size relative to the Partnership-held stake disclosed in the filing. The footnote about beneficial ownership means some holdings reported reflect partnership control rather than direct personal investment.