4/A//SEC Filing
CASTLE A M & CO 4/A
Accession 0000018172-07-000038
CIK 0000018172operating
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 10:11 AM ET
Size
17.0 KB
Accession
0000018172-07-000038
Insider Transaction Report
Form 4/AAmended
SIMPSON MICHAEL
Director
Transactions
- Other
Common Stock
2007-06-01+91,496→ 94,715 total
Holdings
- 262,433(indirect: Note 3)
Common Stock
- 20,992(indirect: Note 4)
Common Stock
- 5,000
Stock Options (Right to buy)
Exercise: $10.35From: 2003-06-03Exp: 2012-06-03→ Common Stock (5,000 underlying) - 6,000
Stock Options (Right to buy)
Exercise: $7.05From: 2003-10-04Exp: 2012-10-04→ Common Stock (6,000 underlying) - 10,546(indirect: Note 1)
Common Stock
- 10,000
Stock Options (Right to buy)
Exercise: $10.00From: 2001-07-27Exp: 2010-07-27→ Common Stock (10,000 underlying) - 157,872(indirect: Note 5)
Common Stock
- 22,781(indirect: Note 2)
Common Stock
- 7,500
Stock Options (Right to buy)
Exercise: $8.52From: 2005-06-01Exp: 2014-06-01→ Common Stock (7,500 underlying)
Footnotes (7)
- [F1]The adjustment made to the Trust in Note 5 removing the reference to 91,496 shares from the Trust reporting should have added those shares as directly held.
- [F2]Note 1 - Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee
- [F3]Note 2 - Beneficiary under Trust dated 07/24/1968 United States Trust Co., Trustee
- [F4]Note 3 - Beneficiary under Trust dated 07/26/1972 United States Trust Co., and Patrick J. Herbert, III, Trustee
- [F5]Note 4 - Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee
- [F6]Note 5 - Beneficiary under Trust dated 12/19/80, Patrick J. Herbert, III, Trustee (stock acquired by Trust)
- [F7]Note 5 - Beneficiary under Trust dated 12/19/80, Patrick J. Herbert, III, Trustee (stock acquired by Trust)
Documents
Issuer
CASTLE A M & CO
CIK 0000018172
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0000018172
Filing Metadata
- Form type
- 4/A
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 10:11 AM ET
- Size
- 17.0 KB