4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-03-000349
$CATCIK 0000018230operating
Filed
Jul 29, 8:00 PM ET
Accepted
Jul 30, 11:32 AM ET
Size
15.7 KB
Accession
0000018230-03-000349
Insider Transaction Report
Form 4
INGS DONALD M
Vice President
Transactions
- Tax Payment
Common
2003-07-28$65.36/sh−11,249$735,178→ 58,343 total - Exercise/Conversion
Employee Stock Option
2003-07-28−17,684→ 0 totalExercise: $30.16From: 1988-08-08Exp: 2005-06-06→ Common (17,684 underlying) - Exercise/Conversion
Common
2003-07-28$30.16/sh+17,684$533,282→ 69,592 total - Tax Payment
Common
2003-07-28$65.36/sh−1,530$99,993→ 45,229 total - Tax Payment
Common
2003-07-28$65.36/sh−7,371$481,732→ 50,122 total - Exercise/Conversion
Employee Stock Option
2003-07-28−3,736→ 0 totalExercise: $26.77From: 1988-08-08Exp: 2004-06-07→ Common (3,736 underlying) - Exercise/Conversion
Employee Stock Option
2003-07-28−12,264→ 0 totalExercise: $26.77From: 1988-08-08Exp: 2004-06-07→ Common (12,264 underlying) - Exercise/Conversion
Common
2003-07-28$30.16/sh+3,316$99,998→ 53,438 total - Exercise/Conversion
Common
2003-07-28$26.77/sh+3,736$99,996→ 46,759 total - Exercise/Conversion
Common
2003-07-28$26.77/sh+12,264$328,253→ 57,493 total - Exercise/Conversion
Employee Stock Option
2003-07-28−3,316→ 0 totalExercise: $30.16From: 1988-08-08Exp: 2005-06-06→ Common (3,316 underlying)
Footnotes (3)
- [F1]This amount includes 9731 shares in EIP-1, 5244 shares in 401K, 4504 shares in SEIP and 76 shares in dividend reinvestment.
- [F2]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs.
- [F3](Right to Buy) with tandem tax withholding rights.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Jul 29, 8:00 PM ET
- Accepted
- Jul 30, 11:32 AM ET
- Size
- 15.7 KB