CATERPILLAR INC 4

4 · CATERPILLAR INC · Filed Jul 30, 2003

Form 4

Period: 2003-07-28

Vice President

Transactions

Tax Payment
Common
2003-07-28$65.36/sh−11,249$735,178→ 58,343 total
Exercise/Conversion
Employee Stock Option
2003-07-28−17,684→ 0 total
Exercise: $30.16From: 1988-08-08Exp: 2005-06-06→ Common (17,684 underlying)
Exercise/Conversion
Common
2003-07-28$30.16/sh+17,684$533,282→ 69,592 total
Tax Payment
Common
2003-07-28$65.36/sh−1,530$99,993→ 45,229 total
Tax Payment
Common
2003-07-28$65.36/sh−7,371$481,732→ 50,122 total
Exercise/Conversion
Employee Stock Option
2003-07-28−3,736→ 0 total
Exercise: $26.77From: 1988-08-08Exp: 2004-06-07→ Common (3,736 underlying)
Exercise/Conversion
Employee Stock Option
2003-07-28−12,264→ 0 total
Exercise: $26.77From: 1988-08-08Exp: 2004-06-07→ Common (12,264 underlying)
Exercise/Conversion
Common
2003-07-28$30.16/sh+3,316$99,998→ 53,438 total
Exercise/Conversion
Common
2003-07-28$26.77/sh+3,736$99,996→ 46,759 total
Exercise/Conversion
Common
2003-07-28$26.77/sh+12,264$328,253→ 57,493 total
Exercise/Conversion
Employee Stock Option
2003-07-28−3,316→ 0 total
Exercise: $30.16From: 1988-08-08Exp: 2005-06-06→ Common (3,316 underlying)

Footnotes (3)

[F1]This amount includes 9731 shares in EIP-1, 5244 shares in 401K, 4504 shares in SEIP and 76 shares in dividend reinvestment.
[F2]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs.
[F3](Right to Buy) with tandem tax withholding rights.

Documents

1 file