4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-03-000353
$CATCIK 0000018230operating
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 11:25 AM ET
Size
8.3 KB
Accession
0000018230-03-000353
Insider Transaction Report
Form 4
SCHENA CHRISTIANO V
Vice President
Transactions
- Sale
Common
2003-07-31$67.73/sh−1,644$111,348→ 9,299 total - Tax Payment
Common
2003-07-30$65.97/sh−1,515$99,945→ 12,843 total - Exercise/Conversion
Employee Stock Option
2003-07-30−3,736→ 0 totalExercise: $26.77From: 1988-08-08Exp: 2004-06-07→ Common (3,736 underlying) - Sale
Common
2003-07-31$67.70/sh−1,900$128,630→ 10,943 total - Exercise/Conversion
Common
2003-07-30$26.77/sh+3,736$99,996→ 14,358 total
Footnotes (3)
- [F1]This amount includes 6880 shares in EIP-1, 347 shares in 401K and 66 shares in dividend reinvestment.
- [F2](Right to Buy) with tandem tax withholding rights.
- [F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Jul 30, 8:00 PM ET
- Accepted
- Jul 31, 11:25 AM ET
- Size
- 8.3 KB