4//SEC Filing
BENSON RICHARD A 4
Accession 0000018230-03-000396
CIK 0000018230other
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 5:17 PM ET
Size
9.7 KB
Accession
0000018230-03-000396
Insider Transaction Report
Form 4
BENSON RICHARD A
Vice President
Transactions
- Exercise/Conversion
Common
2003-08-11$30.16/sh+17,684$533,282→ 64,180 total - Exercise/Conversion
Common
2003-08-11$30.16/sh+3,316$99,998→ 56,792 total - Tax Payment
Common
2003-08-11$68.44/sh−10,704$732,582→ 53,476 total - Exercise/Conversion
Employee Stock Option
2003-08-11−17,684→ 0 totalExercise: $30.16From: 1988-08-08Exp: 2005-06-06→ Common (17,684 underlying) - Tax Payment
Common
2003-08-11$68.44/sh−1,461$99,991→ 55,331 total - Exercise/Conversion
Employee Stock Option
2003-08-11−3,316→ 0 totalExercise: $30.16From: 1988-08-08Exp: 2005-06-06→ Common (3,316 underlying)
Footnotes (3)
- [F1]This amount includes 18,068 shares in EIP-1 and 349 shares in 401K.
- [F2](Right to Buy) with tandem tax withholding rights.
- [F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001171769
Filing Metadata
- Form type
- 4
- Filed
- Aug 11, 8:00 PM ET
- Accepted
- Aug 12, 5:17 PM ET
- Size
- 9.7 KB