CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Sep 2, 2003
Insider Transaction Report
Form 4
BAUNTON MICHAEL J
Vice President
Transactions
- Exercise/Conversion
Common
2003-08-29$38.41/sh+24,000$921,751→ 46,802 total - Tax Payment
Common
2003-08-29$71.52/sh−17,443$1,247,436→ 29,359 total - Exercise/Conversion
Employee Stock Option
2003-08-29−24,000→ 0 totalExercise: $38.41From: 1988-08-08Exp: 2010-06-12→ Common (24,000 underlying)
Footnotes (3)
- [F1]This amount includes 3977 shares in EIP and 1568 shares in dividend reinvestment.
- [F2](Right to Buy) with tandem tax withholding rights.
- [F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.