SCHENA CHRISTIANO V 4
4 · CATERPILLAR INC · Filed Apr 29, 2004
Insider Transaction Report
Form 4
SCHENA CHRISTIANO V
Vice President
Transactions
- Exercise/Conversion
Employee Stock Option
2004-04-27−3,316→ 0 totalExercise: $30.16From: 1988-08-08Exp: 2005-06-06→ Common (3,316 underlying) - Exercise/Conversion
Common
2004-04-28$30.16/sh+2,984$89,986→ 19,009 total - Exercise/Conversion
Common
2004-04-27$30.16/sh+3,316$99,998→ 17,252 total - Sale
Common
2004-04-28$80.52/sh−184$14,816→ 18,825 total - Sale
Common
2004-04-28$80.51/sh−2,800$225,428→ 16,025 total - Tax Payment
Common
2004-04-27$81.45/sh−1,227$99,945→ 16,025 total - Exercise/Conversion
Employee Stock Option
2004-04-28−2,984→ 0 totalExercise: $30.16From: 1988-08-08Exp: 2005-06-06→ Common (2,984 underlying)
Footnotes (3)
- [F1]This amount includes 7411 shares in 401K; 63 shares in SEIP and 94 shares in dividend reinvestment.
- [F2](Right to Buy) with tandem tax withholding rights.
- [F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.