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4//SEC Filing

FELLIN PAOLO 4

Accession 0000018230-04-000527

CIK 0000018230other

View on SEC.gov Company Profile

Filed

Sep 29, 8:00 PM ET

Accepted

Sep 30, 2:18 PM ET

Size

12.4 KB

Accession

0000018230-04-000527

Insider Transaction Report

Form 4

Period: 2004-09-29

CATERPILLAR INCCAT

Vice President

Transactions

Exercise/Conversion
Common
2004-09-29$32.91/sh+4,040$132,941→ 11,503 total
Exercise/Conversion
Common
2004-09-29$51.66/sh+6,300$325,434→ 17,803 total
Exercise/Conversion
Employee Stock Option
2004-09-29−4,040→ 0 total
Exercise: $32.91Exp: 2006-06-11→ Common (4,040 underlying)
Exercise/Conversion
Employee Stock Option
2004-09-29−6,300→ 0 total
Exercise: $51.66Exp: 2007-06-10→ Common (6,300 underlying)
Sale
Common
2004-09-29$80.00/sh−10,340$827,200→ 7,463 total

Footnotes (3)

[F1]This amount includes 7082 shares in EIP.
[F2]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
[F3](Right to Buy) with tandem tax withholding rights.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1

filerCIK 0001287964

Filing Metadata

Form type: 4
Filed: Sep 29, 8:00 PM ET
Accepted: Sep 30, 2:18 PM ET
Size: 12.4 KB

View on SEC.gov