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CATERPILLAR INC·4

Oct 4, 9:52 AM ET

BANWART SIDNEY C 4

4 · CATERPILLAR INC · Filed Oct 4, 2004

Insider Transaction Report

Form 4
Period: 2004-10-01
CATERPILLAR INCCAT
BANWART SIDNEY C
Vice President
Transactions
  • Exercise/Conversion

    Common

    2004-10-01$51.66/sh+6,526$337,108→ 34,828 total
  • Tax Payment

    Common

    2004-10-01$80.44/sh−1,053$84,709→ 28,302 total
  • Exercise/Conversion

    Employee Stock Option

    2004-10-01−1,800→ 0 total
    Exercise: $30.16Exp: 2005-06-06→ Common (1,800 underlying)
  • Tax Payment

    Common

    2004-10-01$80.44/sh−674$54,220→ 27,548 total
  • Exercise/Conversion

    Common

    2004-10-01$32.91/sh+1,807$59,462→ 29,355 total
  • Tax Payment

    Common

    2004-10-01$80.44/sh−4,877$392,330→ 29,951 total
  • Exercise/Conversion

    Employee Stock Option

    2004-10-01−1,807→ 0 total
    Exercise: $32.91Exp: 2006-06-11→ Common (1,807 underlying)
  • Exercise/Conversion

    Employee Stock Option

    2004-10-01−6,526→ 0 total
    Exercise: $51.66Exp: 2007-06-10→ Common (6,526 underlying)
  • Exercise/Conversion

    Common

    2004-10-01$30.16/sh+1,800$54,281→ 28,222 total
Holdings

  • Common

    (indirect: By Spouse)
    1,648
Footnotes (4)
  • [F1]This amount includes 11,015 shares in 401K, 2192 shares in SEIP and 1903 shares in dividend reinvestment.
  • [F2]Reporting person disclaims beneficial ownership.
  • [F3](Right to Buy) with tandem tax withholding rights.
  • [F4]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT