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4//SEC Filing

STROUP GARY A 4

Accession 0000018230-05-000024

CIK 0000018230other

View on SEC.gov Company Profile

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 11:11 AM ET

Size

23.3 KB

Accession

0000018230-05-000024

Insider Transaction Report

Form 4

Period: 2005-01-03

CATERPILLAR INCCAT

Vice President

Transactions

Exercise/Conversion
Common
2005-01-03$55.69/sh+21,000$1,169,438→ 109,239 total
Exercise/Conversion
Common
2005-01-03$50.72/sh+20,000$1,014,300→ 64,239 total
Exercise/Conversion
Employee Stock Option
2005-01-03−9,000→ 0 total
Exercise: $54.28Exp: 2013-06-10→ Common (9,000 underlying)
Sale
Common
2005-01-03$96.10/sh−95,000$9,129,500→ 44,239 total
Exercise/Conversion
Common
2005-01-03$53.53/sh+24,000$1,284,720→ 88,239 total
Exercise/Conversion
Employee Stock Option
2005-01-03−24,000→ 0 total
Exercise: $53.53Exp: 2011-06-12→ Common (24,000 underlying)
Exercise/Conversion
Employee Stock Option
2005-01-03−20,000→ 0 total
Exercise: $50.72Exp: 2012-06-11→ Common (20,000 underlying)
Exercise/Conversion
Common
2005-01-03$54.28/sh+9,000$488,565→ 139,239 total
Exercise/Conversion
Employee Stock Option
2005-01-03−21,000→ 0 total
Exercise: $55.69Exp: 2008-06-09→ Common (21,000 underlying)

Footnotes (3)

[F1]This amount includes 9483 shares in 401K, 491 shares in SEIP and 7 shares in dividend reinvestment.
[F2](Right to Buy) with tandem tax withholding rights.
[F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1

filerCIK 0001171795

Filing Metadata

Form type: 4
Filed: Jan 3, 7:00 PM ET
Accepted: Jan 4, 11:11 AM ET
Size: 23.3 KB

View on SEC.gov