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4//SEC Filing

BENSON RICHARD A 4

Accession 0000018230-05-000028

CIK 0000018230other

View on SEC.gov Company Profile

Filed

Jan 13, 7:00 PM ET

Accepted

Jan 14, 9:11 AM ET

Size

24.0 KB

Accession

0000018230-05-000028

Insider Transaction Report

Form 4

Period: 2005-01-12

CATERPILLAR INCCAT

BENSON RICHARD A

Vice President

Transactions

Exercise/Conversion
Employee Stock Option
2005-01-12−1,795→ 0 total
Exercise: $55.69Exp: 2008-06-09→ Common (1,795 underlying)
Tax Payment
Common
2005-01-12$91.62/sh−1,090$99,866→ 60,395 total
Exercise/Conversion
Common
2005-01-12$55.69/sh+1,795$99,959→ 62,190 total
Exercise/Conversion
Employee Stock Option
2005-01-12−1,934→ 0 total
Exercise: $51.66Exp: 2007-06-10→ Common (1,934 underlying)
Tax Payment
Common
2005-01-12$91.62/sh−1,091$99,957→ 61,099 total
Exercise/Conversion
Common
2005-01-12$51.66/sh+1,934$99,903→ 61,485 total
Exercise/Conversion
Common
2005-01-12$62.34/sh+1,604$99,999→ 62,703 total
Exercise/Conversion
Common
2005-01-12$38.41/sh+2,601$99,895→ 64,213 total
Exercise/Conversion
Employee Stock Option
2005-01-12−1,604→ 0 total
Exercise: $62.34Exp: 2009-06-08→ Common (1,604 underlying)
Exercise/Conversion
Employee Stock Option
2005-01-12−2,601→ 0 total
Exercise: $38.41Exp: 2010-06-12→ Common (2,601 underlying)

Footnotes (3)

[F1]This amount includes 18,830 shares in 401K.
[F2](Right to buy) with tandem tax withholding rights.
[F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1

filerCIK 0001171769

Filing Metadata

Form type: 4
Filed: Jan 13, 7:00 PM ET
Accepted: Jan 14, 9:11 AM ET
Size: 24.0 KB

View on SEC.gov