Earnings Feed
Start Free
CATERPILLAR INC·4

Feb 7, 9:10 AM ET

BANWART SIDNEY C 4

4 · CATERPILLAR INC · Filed Feb 7, 2005

Insider Transaction Report

Form 4
Period: 2005-02-03
CATERPILLAR INCCAT
BANWART SIDNEY C
Vice President
Transactions
  • Exercise/Conversion

    Employee Stock Option

    2005-02-03−1,516→ 0 total
    Exercise: $30.16Exp: 2005-06-06→ Common (1,516 underlying)
  • Exercise/Conversion

    Common

    2005-02-03$32.91/sh+3,038$99,969→ 28,788 total
  • Exercise/Conversion

    Employee Stock Option

    2005-02-03−3,038→ 0 total
    Exercise: $32.91Exp: 2006-06-11→ Common (3,038 underlying)
  • Tax Payment

    Common

    2005-02-03$91.15/sh−1,096$99,900→ 27,692 total
  • Exercise/Conversion

    Common

    2005-02-03$30.16/sh+1,516$45,717→ 29,208 total
  • Tax Payment

    Common

    2005-02-03$91.15/sh−501$45,666→ 28,707 total
Holdings

  • Common

    (indirect: By Spouse)
    1,648
Footnotes (4)
  • [F1]This amount includes 10,983 shares in 401K, 2209 shares in SEIP and 1903 shares in dividend reinvestment.
  • [F2]Reporting person disclaims beneficial ownership.
  • [F3](Right to Buy) with tandem tax withholding rights.
  • [F4]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT