4//SEC Filing
BANWART SIDNEY C 4
Accession 0000018230-05-000116
CIK 0000018230other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 9:10 AM ET
Size
14.7 KB
Accession
0000018230-05-000116
Insider Transaction Report
Form 4
BANWART SIDNEY C
Vice President
Transactions
- Exercise/Conversion
Employee Stock Option
2005-02-03−1,516→ 0 totalExercise: $30.16Exp: 2005-06-06→ Common (1,516 underlying) - Exercise/Conversion
Common
2005-02-03$32.91/sh+3,038$99,969→ 28,788 total - Exercise/Conversion
Employee Stock Option
2005-02-03−3,038→ 0 totalExercise: $32.91Exp: 2006-06-11→ Common (3,038 underlying) - Tax Payment
Common
2005-02-03$91.15/sh−1,096$99,900→ 27,692 total - Exercise/Conversion
Common
2005-02-03$30.16/sh+1,516$45,717→ 29,208 total - Tax Payment
Common
2005-02-03$91.15/sh−501$45,666→ 28,707 total
Holdings
- 1,648(indirect: By Spouse)
Common
Footnotes (4)
- [F1]This amount includes 10,983 shares in 401K, 2209 shares in SEIP and 1903 shares in dividend reinvestment.
- [F2]Reporting person disclaims beneficial ownership.
- [F3](Right to Buy) with tandem tax withholding rights.
- [F4]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001171787
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 9:10 AM ET
- Size
- 14.7 KB