Home/Filings/4/0000018230-05-000205
4//SEC Filing

PFLEDERER MARK R 4

Accession 0000018230-05-000205

CIK 0000018230other

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 2:33 PM ET

Size

9.2 KB

Accession

0000018230-05-000205

Insider Transaction Report

Form 4
Period: 2005-02-18
PFLEDERER MARK R
Vice President
Transactions
  • Award

    Phantom Stock Units

    2005-02-18+204204 total
    Common (204 underlying)
  • Other

    Option (NQ)

    2005-02-18+30,00030,000 total
    Exercise: $91.28Exp: 2015-02-18Common (30,000 underlying)
Holdings
  • Common

    5,767
Footnotes (5)
  • [F1]This amount includes 1212 shares in 401K, 313 shares in SEIP and 29 shares in dividend reinvestment.
  • [F2]This option was granted with attached tax withholding rights.
  • [F3]Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately.
  • [F4]Security converts to common stock on a one-for-one basis.
  • [F5]The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1
  • filerCIK 0001273772

Filing Metadata

Form type
4
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 2:33 PM ET
Size
9.2 KB