CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Jul 20, 2005
Insider Transaction Report
Form 4
GALES THOMAS A
Vice President
Transactions
- Exercise/Conversion
Common
2005-07-19$19.20/sh+15,000$288,048→ 47,030 total - Sale
Common
2005-07-19$52.50/sh−15,000$787,500→ 32,030 total - Exercise/Conversion
Employee Stock Option
2005-07-19−15,000→ 0 totalExercise: $19.20Exp: 2010-06-12→ Common (15,000 underlying)
Holdings
- 25,096(indirect: By Spouse)
Common
Footnotes (6)
- [F1]This amount includes 11,820 shares in 401K, 46 shares in SEIP and 3158 shares in dividend reinvestment.
- [F2]Reporting person disclaims beneficial ownership.
- [F3](Right to buy) with tax witholding rights
- [F4]Exercisable in thirds, 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years
- [F5]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 8,503 additional shares of common stock.
- [F6]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 12,548 additional shares of common stock.