4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-05-000482
$CATCIK 0000018230operating
Filed
Jul 19, 8:00 PM ET
Accepted
Jul 20, 9:55 AM ET
Size
15.2 KB
Accession
0000018230-05-000482
Insider Transaction Report
Form 4
WESTERN DONALD G
Vice President
Transactions
- Sale
Common
2005-07-19$52.40/sh−14,132$740,517→ 50,122 total - Sale
Common
2005-07-19$52.50/sh−24,000$1,260,000→ 64,254 total - Exercise/Conversion
Common
2005-07-19$26.77/sh+24,000$642,360→ 74,122 total - Exercise/Conversion
Common
2005-07-19$25.83/sh+14,132$365,003→ 88,254 total - Exercise/Conversion
Employee Stock Option
2005-07-19−24,000→ 0 totalExercise: $26.77Exp: 2011-06-12→ Common (24,000 underlying) - Exercise/Conversion
Employee Stock Option
2005-07-19−14,132→ 0 totalExercise: $25.83Exp: 2007-06-10→ Common (14,132 underlying)
Holdings
- 16,998(indirect: By Spouse)
Common
Footnotes (6)
- [F1]This amount includes 534 shares in 401K and 6780 shares in SEIP.
- [F2]Reporting person disclaims beneficial ownership.
- [F3]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 21,404 additional shares of common stock.
- [F4]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 8499 additional shares of common stock.
- [F5](Right to buy) with tandem tax withholding rights.
- [F6]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Jul 19, 8:00 PM ET
- Accepted
- Jul 20, 9:55 AM ET
- Size
- 15.2 KB