Home/Filings/4/0000018230-05-000484
4//SEC Filing

CATERPILLAR INC 4

Accession 0000018230-05-000484

$CATCIK 0000018230operating

Filed

Jul 19, 8:00 PM ET

Accepted

Jul 20, 2:48 PM ET

Size

15.2 KB

Accession

0000018230-05-000484

Insider Transaction Report

Form 4
Period: 2005-07-18
BUSSELL RODNEY L
Vice President
Transactions
  • Exercise/Conversion

    Employee Stock Option

    2005-07-1913,3300 total
    Exercise: $27.84Exp: 2008-06-09Common (13,330 underlying)
  • Exercise/Conversion

    Common

    2005-07-18$25.83/sh+10,972$283,38630,082 total
  • Exercise/Conversion

    Employee Stock Option

    2005-07-1810,9720 total
    Exercise: $25.83Exp: 2007-06-10Common (10,972 underlying)
  • Tax Payment

    Common

    2005-07-18$51.05/sh7,146$364,83922,936 total
  • Exercise/Conversion

    Common

    2005-07-19$27.84/sh+13,330$371,15836,266 total
  • Tax Payment

    Common

    2005-07-19$52.84/sh9,499$501,92726,767 total
Holdings
  • Common

    (indirect: By Spouse)
    20,000
Footnotes (6)
  • [F1]This amount includes 3414 shares in EIP-1 and 152 shares in dividend reinvestment.
  • [F2]Reporting person disclaims beneficial ownership.
  • [F3]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 10,000 additional shares of common stock.
  • [F4]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 7772 additional shares of common stock.
  • [F5](Right to buy) with tandem tax withholding rights.
  • [F6]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000018230

Filing Metadata

Form type
4
Filed
Jul 19, 8:00 PM ET
Accepted
Jul 20, 2:48 PM ET
Size
15.2 KB