CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Jul 28, 2005
Insider Transaction Report
Form 4
HAEFELI HANS A
Vice President
Transactions
- Exercise/Conversion
Common
2005-07-26$31.17/sh+1,544$48,129→ 12,592 total - Sale
Common
2005-07-26$51.98/sh−929$48,289→ 11,663 total - Exercise/Conversion
Employee Stock Option
2005-07-26−1,544→ 0 totalExercise: $31.17Exp: 2009-06-08→ Common (1,544 underlying)
Footnotes (4)
- [F1]This amount includes 5418 shares in EIP and 264 shares in dividend reinvestment.
- [F2]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 2683 additional shares of common stock.
- [F3](Right to buy) with tandem tax withholding rights.
- [F4]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.