$CAT·4

CATERPILLAR INC · Jul 28, 12:13 PM ET

CATERPILLAR INC 4

4 · CATERPILLAR INC · Filed Jul 28, 2005

Insider Transaction Report

Form 4
Period: 2005-07-26
SCHENA CHRISTIANO V
Vice President
Transactions
  • Exercise/Conversion

    Common

    2005-07-26$16.45/sh+6,076$99,96938,594 total
  • Tax Payment

    Common

    2005-07-26$51.92/sh1,925$99,94636,669 total
  • Exercise/Conversion

    Common

    2005-07-26$25.83/sh+13,052$337,10845,570 total
  • Exercise/Conversion

    Employee Stock Option

    2005-07-266,0760 total
    Exercise: $16.45Exp: 2006-06-11Common (6,076 underlying)
  • Sale

    Common

    2005-07-26$51.92/sh13,052$677,68132,518 total
  • Exercise/Conversion

    Employee Stock Option

    2005-07-2613,0520 total
    Exercise: $25.83Exp: 2007-06-10Common (13,052 underlying)
Footnotes (4)
  • [F1]This amount includes 16,620 shares in 401K; 310 shares in SEIP and 404 shares in dividend reinvestment.
  • [F2]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 7592 additional shares of common stock.
  • [F3](Right to buy) with tandem tax withholding rights.
  • [F4]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT