4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-05-000503
$CATCIK 0000018230operating
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 12:13 PM ET
Size
14.2 KB
Accession
0000018230-05-000503
Insider Transaction Report
Form 4
SCHENA CHRISTIANO V
Vice President
Transactions
- Exercise/Conversion
Common
2005-07-26$16.45/sh+6,076$99,969→ 38,594 total - Tax Payment
Common
2005-07-26$51.92/sh−1,925$99,946→ 36,669 total - Exercise/Conversion
Common
2005-07-26$25.83/sh+13,052$337,108→ 45,570 total - Exercise/Conversion
Employee Stock Option
2005-07-26−6,076→ 0 totalExercise: $16.45Exp: 2006-06-11→ Common (6,076 underlying) - Sale
Common
2005-07-26$51.92/sh−13,052$677,681→ 32,518 total - Exercise/Conversion
Employee Stock Option
2005-07-26−13,052→ 0 totalExercise: $25.83Exp: 2007-06-10→ Common (13,052 underlying)
Footnotes (4)
- [F1]This amount includes 16,620 shares in 401K; 310 shares in SEIP and 404 shares in dividend reinvestment.
- [F2]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 7592 additional shares of common stock.
- [F3](Right to buy) with tandem tax withholding rights.
- [F4]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 12:13 PM ET
- Size
- 14.2 KB