4//SEC Filing
HELLER JOHN S 4
Accession 0000018230-05-000508
CIK 0000018230other
Filed
Jul 28, 8:00 PM ET
Accepted
Jul 29, 10:41 AM ET
Size
9.0 KB
Accession
0000018230-05-000508
Insider Transaction Report
Form 4
HELLER JOHN S
Vice President
Transactions
- Exercise/Conversion
Common
2005-07-28$31.17/sh+5,792$180,548→ 21,450 total - Exercise/Conversion
Employee Stock Option
2005-07-28−5,792→ 0 totalExercise: $31.17Exp: 2009-06-08→ Common (5,792 underlying) - Sale
Common
2005-07-28$54.00/sh−5,792$312,768→ 15,658 total
Footnotes (4)
- [F1]This amount includes 8192 shares in 401K.
- [F2]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 3733 additional shares of common stock.
- [F3](Right to buy) with tandem tax withholding rights.
- [F4]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001287966
Filing Metadata
- Form type
- 4
- Filed
- Jul 28, 8:00 PM ET
- Accepted
- Jul 29, 10:41 AM ET
- Size
- 9.0 KB