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4//SEC Filing

BAHAJ ALI M 4

Accession 0000018230-05-000509

CIK 0000018230other

View on SEC.gov Company Profile

Filed

Jul 28, 8:00 PM ET

Accepted

Jul 29, 10:42 AM ET

Size

33.3 KB

Accession

0000018230-05-000509

Insider Transaction Report

Form 4

Period: 2005-07-28

CATERPILLAR INCCAT

Vice President

Transactions

Exercise/Conversion
Common
2005-07-28$25.83/sh+8,732$225,531→ 47,732 total
Exercise/Conversion
Common
2005-07-28$31.17/sh+9,392$292,766→ 66,134 total
Sale
Common
2005-07-28$54.00/sh−35,832$1,934,928→ 51,000 total
Sale
Common
2005-07-28$54.01/sh−2,322$125,411→ 48,678 total
Exercise/Conversion
Common
2005-07-28$19.20/sh+5,202$99,895→ 80,034 total
Exercise/Conversion
Common
2005-07-28$31.17/sh+3,208$99,999→ 86,832 total
Exercise/Conversion
Employee Stock Option
2005-07-28−9,010→ 0 total
Exercise: $27.84Exp: 2008-06-09→ Common (9,010 underlying)
Exercise/Conversion
Employee Stock Option
2005-07-28−5,202→ 0 total
Exercise: $19.20Exp: 2010-06-12→ Common (5,202 underlying)
Exercise/Conversion
Employee Stock Option
2005-07-28−3,590→ 0 total
Exercise: $27.84Exp: 2008-06-09→ Common (3,590 underlying)
Exercise/Conversion
Employee Stock Option
2005-07-28−8,732→ 0 total
Exercise: $25.83Exp: 2007-06-10→ Common (8,732 underlying)
Exercise/Conversion
Common
2005-07-28$27.84/sh+9,010$250,873→ 56,742 total
Exercise/Conversion
Common
2005-07-28$19.20/sh+8,698$167,029→ 74,832 total
Exercise/Conversion
Common
2005-07-28$27.84/sh+3,590$99,959→ 83,624 total
Exercise/Conversion
Employee Stock Option
2005-07-28−9,392→ 0 total
Exercise: $31.17Exp: 2009-06-08→ Common (9,392 underlying)
Exercise/Conversion
Employee Stock Option
2005-07-28−8,698→ 0 total
Exercise: $19.20Exp: 2010-06-12→ Common (8,698 underlying)
Exercise/Conversion
Employee Stock Option
2005-07-28−3,208→ 0 total
Exercise: $31.17Exp: 2009-06-08→ Common (3,208 underlying)

Holdings

Common
(indirect: By Spouse)
390

Footnotes (6)

[F1]This amount includes 18,850 shares in EIP-1, 546 shares in SEIP and 308 shares in dividend reinvestment.
[F2]Reporting person disclaims beneficial ownership.
[F3]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 9648 additional shares of common stock.
[F4]On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 195 additional shares of common stock.
[F5](Right to buy) with tandem tax withholding rights.
[F6]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1

filerCIK 0001172565

Filing Metadata

Form type: 4
Filed: Jul 28, 8:00 PM ET
Accepted: Jul 29, 10:42 AM ET
Size: 33.3 KB

View on SEC.gov