4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-05-000517
$CATCIK 0000018230operating
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 10:58 AM ET
Size
13.3 KB
Accession
0000018230-05-000517
Insider Transaction Report
Form 4
WESTERN DONALD G
Vice President
Transactions
- Exercise/Conversion
Common
2005-07-28$27.14/sh+18,000$488,565→ 87,327 total - Exercise/Conversion
Common
2005-07-28$27.84/sh+19,205$534,740→ 69,327 total - Exercise/Conversion
Employee Stock Option
2005-07-28−19,205→ 0 totalExercise: $27.84Exp: 2008-06-09→ Common (19,205 underlying) - Sale
Common
2005-07-28$54.05/sh−37,205$2,010,930→ 50,122 total - Exercise/Conversion
Employee Stock Option
2005-07-28−18,000→ 0 totalExercise: $27.14Exp: 2013-06-10→ Common (18,000 underlying)
Holdings
- 16,998(indirect: By Spouse)
Common
Footnotes (4)
- [F1]This amount includes 534 shares in 401K and 6780 shares in SEIP.
- [F2]Reporting person disclaims beneficial ownership.
- [F3](Right to buy) with tandem tax withholding rights.
- [F4]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 10:58 AM ET
- Size
- 13.3 KB