CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Sep 1, 2005
Insider Transaction Report
Form 4
BAHAJ ALI M
Vice President
Transactions
- Award
Phantom Stock Units
2005-08-31+42→ 0 totalExercise: $0.00→ Common (42 underlying)
Holdings
- 48,678
Common
- 390(indirect: By Spouse)
Common
Footnotes (4)
- [F1]This amount includes 18,850 shares in EIP-1, 546 shares in SEIP and 308 shares in dividend reinvestment.
- [F2]Reporting person disclaims beneficial ownership.
- [F3]Security converts to common stock on a one-for-one basis.
- [F4]The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service.