Curfman Christopher C 4
4 · CATERPILLAR INC · Filed Nov 9, 2005
Insider Transaction Report
Form 4
Curfman Christopher C
Vice President
Transactions
- Tax Payment
Common
2005-11-07$54.03/sh−1,181$63,809→ 17,899 total - Exercise/Conversion
Employee Stock Option
2005-11-07−3,880→ 0 totalExercise: $16.45Exp: 2006-06-11→ Common (3,880 underlying) - Exercise/Conversion
Common
2005-11-07$19.20/sh+5,202$99,895→ 23,101 total - Exercise/Conversion
Common
2005-11-07$16.45/sh+3,880$63,838→ 19,080 total - Tax Payment
Common
2005-11-07$54.03/sh−1,848$99,847→ 21,253 total - Exercise/Conversion
Employee Stock Option
2005-11-07−5,202→ 0 totalExercise: $19.20Exp: 2010-06-12→ Common (5,202 underlying)
Footnotes (3)
- [F1]This amount includes 4443 shares in 401K and 378 shares in SEIP.
- [F2](Right to buy) with tandem tax withholding rights.
- [F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.