4//SEC Filing
Curfman Christopher C 4
Accession 0000018230-05-000725
CIK 0000018230other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 12:44 PM ET
Size
13.9 KB
Accession
0000018230-05-000725
Insider Transaction Report
Form 4
Curfman Christopher C
Vice President
Transactions
- Tax Payment
Common
2005-11-07$54.03/sh−1,181$63,809→ 17,899 total - Exercise/Conversion
Employee Stock Option
2005-11-07−3,880→ 0 totalExercise: $16.45Exp: 2006-06-11→ Common (3,880 underlying) - Exercise/Conversion
Common
2005-11-07$19.20/sh+5,202$99,895→ 23,101 total - Exercise/Conversion
Common
2005-11-07$16.45/sh+3,880$63,838→ 19,080 total - Tax Payment
Common
2005-11-07$54.03/sh−1,848$99,847→ 21,253 total - Exercise/Conversion
Employee Stock Option
2005-11-07−5,202→ 0 totalExercise: $19.20Exp: 2010-06-12→ Common (5,202 underlying)
Footnotes (3)
- [F1]This amount includes 4443 shares in 401K and 378 shares in SEIP.
- [F2](Right to buy) with tandem tax withholding rights.
- [F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001307211
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 12:44 PM ET
- Size
- 13.9 KB