Home/Filings/4/0000018230-06-000013
4//SEC Filing

BAHAJ ALI M 4

Accession 0000018230-06-000013

CIK 0000018230other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 2:13 PM ET

Size

7.5 KB

Accession

0000018230-06-000013

Insider Transaction Report

Form 4
Period: 2005-12-30
BAHAJ ALI M
Vice President
Transactions
  • Award

    Phantom Stock Units

    2005-12-30+410 total
    Common (41 underlying)
Holdings
  • Common

    (indirect: By Spouse)
    390
  • Common

    54,616
Footnotes (4)
  • [F1]This amount includes 24,888 shares in 401K, 546 shares in SEIP and 308 shares in dividend reinvestment.
  • [F2]Reporting person disclaims beneficial ownership.
  • [F3]Security converts to common stock on a one-for-one basis.
  • [F4]The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1
  • filerCIK 0001172565

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 2:13 PM ET
Size
7.5 KB