4//SEC Filing
BAHAJ ALI M 4
Accession 0000018230-06-000028
CIK 0000018230other
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 11:20 AM ET
Size
9.7 KB
Accession
0000018230-06-000028
Insider Transaction Report
Form 4
BAHAJ ALI M
Vice President
Transactions
- Exercise/Conversion
Employee Stock Option
2006-01-06−13,900→ 0 totalExercise: $26.77Exp: 2011-06-12→ Common (13,900 underlying) - Exercise/Conversion
Common
2006-01-06$26.77/sh+13,900$372,034→ 69,057 total - Sale
Common
2006-01-06$60.00/sh−25,576$1,534,560→ 43,481 total
Holdings
- 390(indirect: By Spouse)
Common
Footnotes (4)
- [F1]This amount includes 24,994 shares in 401K, 981 shares in SEIP and 308 shares in dividend reinvestment.
- [F2]Reporting person disclaims beneficial ownership.
- [F3](Right to buy) with tandem tax withholding rights.
- [F4]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001172565
Filing Metadata
- Form type
- 4
- Filed
- Jan 8, 7:00 PM ET
- Accepted
- Jan 9, 11:20 AM ET
- Size
- 9.7 KB