BRAZIL JOHN R 4
4 · CATERPILLAR INC · Filed Feb 1, 2011
Insider Transaction Report
Form 4
BRAZIL JOHN R
Director
Transactions
- Exercise/Conversion
Common
2011-02-01$44.90/sh+8,000$359,160→ 24,803 total - Sale
Common
2011-02-01$96.96/sh−16,000$1,551,310→ 8,803 total - Exercise/Conversion
Employee Stock Option
2011-02-01−8,000→ 0 totalExercise: $40.63Exp: 2014-04-14→ Common (8,000 underlying) - Exercise/Conversion
Common
2011-02-01$40.63/sh+8,000$325,080→ 16,803 total - Exercise/Conversion
Employee Stock Option
2011-02-01−8,000→ 0 totalExercise: $44.90Exp: 2015-04-13→ Common (8,000 underlying)
Footnotes (2)
- [F1](Right to buy) with tandem tax withholding rights.
- [F2]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.