4//SEC Filing
BRAZIL JOHN R 4
Accession 0000018230-11-000052
CIK 0000018230other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 1:39 PM ET
Size
12.2 KB
Accession
0000018230-11-000052
Insider Transaction Report
Form 4
BRAZIL JOHN R
Director
Transactions
- Exercise/Conversion
Common
2011-02-01$44.90/sh+8,000$359,160→ 24,803 total - Sale
Common
2011-02-01$96.96/sh−16,000$1,551,310→ 8,803 total - Exercise/Conversion
Employee Stock Option
2011-02-01−8,000→ 0 totalExercise: $40.63Exp: 2014-04-14→ Common (8,000 underlying) - Exercise/Conversion
Common
2011-02-01$40.63/sh+8,000$325,080→ 16,803 total - Exercise/Conversion
Employee Stock Option
2011-02-01−8,000→ 0 totalExercise: $44.90Exp: 2015-04-13→ Common (8,000 underlying)
Footnotes (2)
- [F1](Right to buy) with tandem tax withholding rights.
- [F2]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001171802
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 1:39 PM ET
- Size
- 12.2 KB