4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-11-000057
$CATCIK 0000018230operating
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 10:57 AM ET
Size
12.4 KB
Accession
0000018230-11-000057
Insider Transaction Report
Form 4
Smith Joshua I
Director
Transactions
- Exercise/Conversion
Common
2011-02-03$29.43/sh+4,000$117,730→ 14,985 total - Exercise/Conversion
Common
2011-02-03$40.63/sh+2,000$81,270→ 16,985 total - Exercise/Conversion
Employee Stock Option
2011-02-03−4,000→ 0 totalExercise: $29.43Exp: 2012-04-10→ Common (4,000 underlying) - Exercise/Conversion
Employee Stock Option
2011-02-03−2,000→ 0 totalExercise: $40.63Exp: 2014-04-14→ Common (2,000 underlying) - Sale
Common
2011-02-03$99.00/sh−6,000$594,019→ 10,985 total
Footnotes (3)
- [F1]This amount includes 203 shares in dividend reinvestment.
- [F2](Right to buy) with tandem tax withholding rights.
- [F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 10:57 AM ET
- Size
- 12.4 KB