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CATERPILLAR INC · Feb 4, 10:57 AM ET

CATERPILLAR INC 4

4 · CATERPILLAR INC · Filed Feb 4, 2011

Insider Transaction Report

Form 4
Period: 2011-02-03
CATERPILLAR INCCAT
Smith Joshua I
Director
Transactions
  • Exercise/Conversion

    Common

    2011-02-03$29.43/sh+4,000$117,730→ 14,985 total
  • Exercise/Conversion

    Common

    2011-02-03$40.63/sh+2,000$81,270→ 16,985 total
  • Exercise/Conversion

    Employee Stock Option

    2011-02-03−4,000→ 0 total
    Exercise: $29.43Exp: 2012-04-10→ Common (4,000 underlying)
  • Exercise/Conversion

    Employee Stock Option

    2011-02-03−2,000→ 0 total
    Exercise: $40.63Exp: 2014-04-14→ Common (2,000 underlying)
  • Sale

    Common

    2011-02-03$99.00/sh−6,000$594,019→ 10,985 total
Footnotes (3)
  • [F1]This amount includes 203 shares in dividend reinvestment.
  • [F2](Right to buy) with tandem tax withholding rights.
  • [F3]Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT