CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Mar 4, 2011
Insider Transaction Report
Form 4
Smith Joshua I
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2011-03-03−1,606→ 0 totalFrom: 2011-03-03Exp: 2011-03-03→ Common (1,606 underlying) - Exercise/Conversion
Common
2011-03-03+1,606→ 12,591 total
Footnotes (2)
- [F1]This amount includes 203 shares in dividend reinvestment.
- [F2]Each restricted stock unit represents the equivalent of one share of Caterpillar common stock. On March 3, 2011, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar common stock.