4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-11-000133
$CATCIK 0000018230operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 5:28 PM ET
Size
7.0 KB
Accession
0000018230-11-000133
Insider Transaction Report
Form 4
Smith Joshua I
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2011-03-03−1,606→ 0 totalFrom: 2011-03-03Exp: 2011-03-03→ Common (1,606 underlying) - Exercise/Conversion
Common
2011-03-03+1,606→ 12,591 total
Footnotes (2)
- [F1]This amount includes 203 shares in dividend reinvestment.
- [F2]Each restricted stock unit represents the equivalent of one share of Caterpillar common stock. On March 3, 2011, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar common stock.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 5:28 PM ET
- Size
- 7.0 KB