Home/Filings/4/0000018230-13-000412
4//SEC Filing

CATERPILLAR INC 4

Accession 0000018230-13-000412

$CATCIK 0000018230operating

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 11:27 AM ET

Size

5.5 KB

Accession

0000018230-13-000412

Insider Transaction Report

Form 4
Period: 2013-09-30
Transactions
  • Award

    Phantom Stock Units

    2013-09-30+15029,456 total
    Common Stock (150 underlying)
Footnotes (3)
  • [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
  • [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
  • [F3]The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000018230

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 11:27 AM ET
Size
5.5 KB