Home/Filings/4/0000018230-14-000074
4//SEC Filing

CATERPILLAR INC 4

Accession 0000018230-14-000074

$CATCIK 0000018230operating

Filed

Mar 3, 7:00 PM ET

Accepted

Mar 4, 12:23 PM ET

Size

7.3 KB

Accession

0000018230-14-000074

Insider Transaction Report

Form 4
Period: 2014-02-28
Transactions
  • Award

    Phantom Stock Units

    2014-02-28+12930,554 total
    Common Stock (129 underlying)
  • Award

    Common Stock

    2014-03-03+1,298310,922 total
Footnotes (5)
  • [F1]Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan.
  • [F2]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
  • [F3]Phantom stock units awarded or acquired in lieu of director cash compensation.
  • [F4]The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
  • [F5]Includes adjustments for dividends accrued.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000018230

Filing Metadata

Form type
4
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 12:23 PM ET
Size
7.3 KB