CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Mar 4, 2014
Insider Transaction Report
Form 4
MAGOWAN PETER A
Director
Transactions
- Award
Common Stock
[F1]2014-03-03+1,298→ 310,922 total - Award
Phantom Stock Units
[F2][F3][F4][F5]2014-02-28+129→ 30,554 total→ Common Stock (129 underlying)
Footnotes (5)
- [F1]Restricted stock awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan.
- [F2]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F3]Phantom stock units awarded or acquired in lieu of director cash compensation.
- [F4]The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F5]Includes adjustments for dividends accrued.
Signature
Peter A. Magowan; S.R. Underwood, POA|2014-03-04