Home/Filings/4/0000018230-14-000429
4//SEC Filing

CATERPILLAR INC 4

Accession 0000018230-14-000429

$CATCIK 0000018230operating

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 3:29 PM ET

Size

5.6 KB

Accession

0000018230-14-000429

Insider Transaction Report

Form 4
Period: 2014-11-28
Transactions
  • Award

    Phantom Stock Units

    2014-11-28$102.36/sh+122$12,48932,245 total
    Common Stock (122 underlying)
Footnotes (4)
  • [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
  • [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
  • [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
  • [F4]Includes adjustments for dividends accrued.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000018230

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 3:29 PM ET
Size
5.6 KB