CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Aug 4, 2015
Insider Transaction Report
Form 4
BUDA JAMES B
VP, General Counsel, Secy.
Transactions
- Award
Phantom Stock Units
2015-07-31$78.63/sh+88$6,919→ 24,466 total→ Common Stock (88 underlying)
Footnotes (3)
- [F1]Each phatom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]This total includes 59 shares that were credited to the reporting person's account under the Caterpillar Inc. Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $78.63 and 29 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
- [F3]The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.