Home/Filings/4/0000018230-15-000278
4//SEC Filing

CATERPILLAR INC 4

Accession 0000018230-15-000278

$CATCIK 0000018230operating

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 3:54 PM ET

Size

5.7 KB

Accession

0000018230-15-000278

Insider Transaction Report

Form 4
Period: 2015-07-31
BUDA JAMES B
VP, General Counsel, Secy.
Transactions
  • Award

    Phantom Stock Units

    2015-07-31$78.63/sh+88$6,91924,466 total
    Common Stock (88 underlying)
Footnotes (3)
  • [F1]Each phatom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
  • [F2]This total includes 59 shares that were credited to the reporting person's account under the Caterpillar Inc. Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $78.63 and 29 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
  • [F3]The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000018230

Filing Metadata

Form type
4
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 3:54 PM ET
Size
5.7 KB