4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-16-000685
$CATCIK 0000018230operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 6:09 PM ET
Size
5.7 KB
Accession
0000018230-16-000685
Insider Transaction Report
Form 4
Bozeman David P
Senior Vice President
Transactions
- Award
Phantom Stock Units
2016-09-30$88.77/sh+78$6,924→ 4,805 total→ Common Stock (78 underlying)
Footnotes (3)
- [F1]Each phatom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]This total includes 39 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $88.77 and 39 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
- [F3]The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 6:09 PM ET
- Size
- 5.7 KB