4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-16-000725
$CATCIK 0000018230operating
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 1:17 PM ET
Size
10.4 KB
Accession
0000018230-16-000725
Insider Transaction Report
Form 4
OBERHELMAN DOUGLAS R
Group President
Transactions
- Exercise/Conversion
Common Stock
2016-11-10$73.20/sh+55,484$4,061,429→ 246,078 total - Disposition to Issuer
Common Stock
2016-11-10$93.40/sh−43,486$4,061,592→ 202,592 total - Tax Payment
Common Stock
2016-11-10$93.40/sh−5,483$512,112→ 197,109 total - Exercise/Conversion
Stock Appreciation Right
2016-11-10−55,484→ 60,000 totalExercise: $73.20From: 2011-03-03Exp: 2018-03-03→ Common Stock (55,484 underlying)
Holdings
- 35,424(indirect: By 401(k))
Common Stock
Footnotes (1)
- [F1]The information in this report is based on a 401(k) Plan statement dated as of 09/30/2016.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 1:17 PM ET
- Size
- 10.4 KB