CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Mar 14, 2017
Insider Transaction Report
Form 4
OBERHELMAN DOUGLAS R
Group President
Transactions
- Award
Phantom Stock Units
2017-03-10$92.31/sh+505$46,617→ 72,229 total→ Common Stock (505 underlying)
Footnotes (3)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]This total includes 337 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $92.31 and 168 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
- [F3]The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirment or separation from service.